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ISO 37301 Compliance Management Training

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ISO 37301 compliance management

iso 37301 compliance management training
Maintaining compliance throughout the organization
is more complex than ever.

We'l train you and your team
how to leverage the ISO 37301 framework standard
to make sure nothing falls through the cracks.

 Get trained and certified in ISO 37301 compliance management

risk analyst certification

Certified Compliance Professional Course Introduction 

Every day, organizations face the ever-increasing need to manage and fulfil regulatory and industry requirements to allow them to conduct business. Compliance requirements permeate all business activities - from procurement, to human resource management, to information management, to manufacturing processes, to environmental management - and on and on. Since complying with one requirement can impact compliance with another requirement, compliance with all of the various requirements in total gets quite complicated. Compliance must be very carefully designed, managed, and monitored - throughout the organization.  

Managing compliance is inexorably linked to managing risk.

Whether fulfilling legal filing and reporting requirements, protecting health and safety, or maintaining quality in manufacturing, we are inevitably managing risk - the uncertainty of successful achieving our objectives. Governmental regulation, industry standards of best practice, and even normal service contracts all exist primarily to ensure the organization manages risk appropriately within externally mandated tolerances. Today, organizations need a mature and well-structured approach to integrating compliance and risk management throughout the enterprise. Not coincidentally, this results in good governance.

Designed to follow our 3-day ISO 31000 Enterprise Risk Management program, this 2-day ISO 37301 Compliance Management policy and strategy workshop continues our compliance risk assessment training to provide thorough coverage of the ISO 37301 standard, as well as setting out advice on the implementation of compliance initiative. Certified Information Security provides the training and credentialing you and your management team need to become recognized as authorities in planning, deploying, managing, and auditing risk and compliance management according to well-recognized and respected international ISO standards that fulfills the expectations and requirements of its regulators, customers, suppliers, and investors. This is the only compliance program training that provides a complete policy template toolkit at no extra charge (available as a separate purchase for online customers).

 

Upon completion of this training and certificate program, you will: 

  • Understand the principles and processes of compliance risk governance and management;
  • Get a thorough overview of the requirements of ISO 37301;
  • Get practical guidance on designing and implementing a suitable compliance management framework;
  • Establish a firm program starting point by using the 37301 standard to build out the initial Compliance Management core policy. Soft-copy editable templates are provided in the instructor-led class:
    • Complete 37301 Compliance Management System Policy 
    • Procedure for Training and Development Needs Analysis document 
    • Compliance Program project kick-off document 
  • Leverage ISO best practices to properly manage and monitor compliance requirements 
  • Leverage ISO best practices to implement controls to ensure compliance with stakeholder requirements
  • Establish compliance monitoring, communication, and reporting
  • Be prepared for the Certified ISO 37301 Compliance Professional exam #CCP101.
    31001 CCP

 

Class details

  • Duration = 2 days, 8:30 - 4:30
  • CPE Credit = 16
  • Materials included with live instructor-led training
    • Class manual (complete hardcopy of class presentation)
    • Softcopy policy templates
    • 14 days of unlimited access to online practice exams for exam #CCP101
    • 1 attempt for the online certification exam #CCP101
    • Current-year membership in the CIS Body of Certified Professionals
  • Catering included when attending live on-location training: 
    • Morning refreshments and snack
    • Lunch
    • Afternoon refreshments
  • Hotel and/or Travel: Not included

 

* ISO Standards are NOT included in this risk management training, nor provided in class. ISO standards are available for purchase at www.iso.org.

Get trained and certified in ISO 37301 Compliance Management

risk analyst certification

Certified Compliance Professional Course Introduction

Frequently Asked Questions (FAQ)

1. What is ISO 37301 Compliance Management?

The ISO 37301 standard provides a framework for establishing, developing, implementing, evaluating, maintaining, and improving an effective Compliance Management System (CMS) within an organization.

It is based on the principles of good governance, proportionality, integrity, transparency, accountability, and sustainability. It applies to all types of organizations, regardless of size, industry, or operational complexity.

2. How can I use ISO 37301 compliance management to help an organization?

Organizations need the ISO 37301 standard to systematically manage their increasingly complex compliance obligations and create a resilient, ethical business environment.

A well-structured compliance management systemn designed and operated according to the ISO 37301 framework:

  • Minimizes risk and legal exposure: A structured CMS helps organizations proactively identify and mitigate compliance risks, reducing the likelihood of legal violations and costly penalties.
  • Enhances reputation and credibility: Achieving and demonstrating ISO 37301 certification signals a strong commitment to ethical conduct and good governance, building trust and confidence among customers, investors, and other stakeholders.
  • Improves operational efficiency: By integrating compliance processes with other management systems (e.g., ISO 9001 for quality), organizations can eliminate redundant efforts, increase efficiency, and gain a clear, centralized view of all their obligations.
  • Provides a competitive advantage: Certification can give an organization an edge when bidding for contracts and entering partnerships, as it demonstrates effective and reliable compliance controls.
  • Fosters an ethical culture: A key objective of the standard is to embed a culture of compliance throughout the entire organization. This ensures that all employees, contractors, and managers understand their responsibilities and contribute to an ethical workplace.
  • Supports sustainable business: By helping an organization address ethical and social responsibilities, the CMS supports long-term sustainability and safeguards against issues like reputational damage and decreased demand. 

3. How does an organization get started using ISO 37301 for establishing and managing compliance?

Phase 1: Establish commitment and a customized framework

  1. Gain commitment from leadership. Top management must endorse and actively support the adoption of ISO 37301. This involves communicating the value of a strong compliance risk management process to secure necessary resources and influence the organizational culture.
  2. Understand the ISO 37301standard. The core of the standard consists of three components:
    • Principles: The standard's foundation, which includes compliance risk management creating and protecting value, being an integral part of decision-making, and being tailored to the organization.
    • Framework: The organizational structure, policies, and resources for implementing compliance risk management.
    • Process: The systematic steps for managing compliance risk, which will be applied day-to-day.
  3. Assess current compliance risk practices. Evaluate your existing compliance risk management processes, identifying gaps and areas where improvements are needed to align with ISO 37301's principles.
  4. Tailor the framework. Customize the ISO 37301 framework to fit your organization's unique context, including its objectives, culture, and operational realities.
  5. Develop a compliance risk management policy. Create a formal policy that outlines the organization's approach to compliance risk and integrate it into the governance structure. Ensure the policy is communicated across the entire organization. 

Phase 2: Execute the risk management process

  1. Define scope, context, and criteria. Establish the parameters for compliance risk management activities, including what risks are covered, internal and external factors that are relevant, and the standards used for evaluation and decision-making.
  2. Conduct compliance risk assessments. Systematically identify potential ciompliance threats and opportunities, analyze their likelihood and impact, document them, and prioritize risks requiring attention.
  3. Treat compliance risks. Develop and implement plans to modify compliance risks, considering options such as avoidance, acceptance, reduction, or transfer.
  4. Communicate and consult. Continuously engage with stakeholders to ensure understanding and incorporate diverse perspectives throughout the process. 

Phase 3: Monitor, review, and embed a compliance risk-aware culture

  1. Monitor and review continuously. Regularly track risks and the effectiveness of compliance processes, controls, and treatments to maintain relevance as the environment changes.
  2. Record and report. Document activities and provide reports to management to ensure accountability.
  3. Foster a risk-aware culture. Promote awareness through training and empower employees to identify compliance risks, making risk management a daily practice.
  4. Audit and improve. Periodically audit the framework and process to ensure alignment with goals and promote continuous improvement. 

4. Can I get certified as a subject-matter expert in ISO 37301 compliance  management and conducting compliance risk assessments?

Yes! Certified Information Security is the only IRMCB-accredited and authorized training provider and certification exam proctor for the Certified ISO 37301 Compliance Professional (CCP) professional credential.

Learn more