ISO Compliance Training

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Establishing ISO 19600 compliance management ensures compliance risk is properly managed - wherever it exists in the organization.
We'll help your organization integrate ISO 31000 enterprise risk and ISO 19600 compliance management to effectively manage regulatory and contract compliance risk throughout the organization.

Policy Workshop: ISO 19600 Compliance Management

Course Description
Small-class format: 20 participant limit

iso compliance training

 

Get trained and certified in establishing, managing, operating, and auditing an ISO 19600 Compliance Management System

Certified Compliance ProfessionalEvery day, organizations face the ever-increasing need to manage and fulfil regulatory and industry requirements to allow them to conduct business. "Compliance" is no longer simply a legal concern isolated to a legal compliance unit. After all, how the organization operates determines its ability to comply with external stakeholder requirements. This means that compliance requirements permeate all business activities - from procurement, to human resource management, to information management, to manufacturing processes, to environmental management - and on and on. Since complying with one requirement can impact compliance with another requirement, compliance with all of the various requirements in total gets quite complicated. Compliance must be very carefully designed, managed, and monitored - throughout the organization

 

Managing compliance is inexorably linked to managing risk.

Whether fulfilling legal filing and reporting requirements, protecting health and safety, or maintaining quality in manufacturing, we are inevitably managing risk - the uncertainty of successful achieving our objectives. Governmental regulation, industry standards of best practice, and even normal service contracts all exist primarily to ensure the organization manages risk appropriately within externally mandated tolerances. Today, organizations need a mature and well-structured approach to integrating compliance and risk management throughout the enterprise. Not coincidentally, this results in good governance.

 

What is the ISO 19600 standard?

Developed and published by the International Organization for Standardization in 2014, this standard provides guidance for establishing, developing, implementing, evaluating, maintaining and improving an effective and responsive risk-based compliance management system within an organization. The guidelines on compliance management systems are applicable to all types of organizations. The extent of the application of these guidelines depends on the size, structure, nature and complexity of the organization. ISO 19600 is based on the principles of good governance, proportionality, transparency and sustainability.

Compliance management goes beyond the mere satisfaction of legal requirements. Compliance is also related to meeting the needs and expectations of a wide range of stakeholders. Therefore, making sound choices and setting priorities appropriately is an important part of effective compliance management. The standard takes a risk-based approach to compliance management. As a result, it aligns with ISO 31000 Risk Management – Principles and guidelines, which according to ISO, “provides principles, framework and a process for managing risk.” In conjunction with ISO Standard 31000 (Enterprise Risk Management), This standard is used to establish a formal enterprise wide management system for Governance, Risk, and Compliance (GRC) that will effectively and measurably  improve organizational performance. Since such a program is designed and operated to well-recognized international standards of best practices for GRC, the organization also achieves greater confidence and respect among stakeholders including investors, lenders, regulators, suppliers, customers, and trading partners just to name a few.

ISO 19600 integrates risk assessments, the risk management process, and compliance management. By following ISO risk management practices, organizations embed compliance within the risk-based process. This is an important characteristic of effective compliance management, because it breaks down silos and allows the organization to focus on root-cause risks. This streamlines the compliance process, making it easier to meet the obligations of not only government entities, but the host organization’s own internal code of ethics and its social responsibility objectives.

 

How do we get started?

Running an organization requires leadership and teamwork across the entire organization - not just a piece of it. Likewise, establishing, managing, and integrating effective GRC throughout the enterprise requires the same leadership and team members to be trained to support effective GRC together.

Designed to follow our 3-day ISO 31000 Enterprise Risk Management program, this 2-day ISO 29600 Compliance Management policy and strategy workshop continues our compliance risk assessment training to provide thorough coverage of the ISO 19600 standard, as well as setting out advice on the implementation of compliance initiative. Certified Information Security provides the training and credentialing you and your management team need to become recognized as authorities in planning, deploying, managing, and auditing risk and compliance management according to well-recognized and respected international ISO standards that fulfills the expectations and requirements of its regulators, customers, suppliers, and investors. This is the only Compliance Management System training that provides a complete policy template toolkit at no extra charge (available as a separate purchase for online customers).

 

Upon completion of this training and certificate program, you will: 

  • Understand the principles and processes of compliance risk governance and management;
  • Get a thorough overview of the requirements of ISO 19600;
  • Get practical guidance on designing and implementing a suitable compliance management framework;
  • Establish a firm program starting point by using the 19600 standard to build out the initial Compliance Management core policy. Soft-copy editable templates are provided in the instructor-led class:
    • Complete 19600 Compliance Management System Policy 
    • Procedure for Training and Development Needs Analysis document 
    • Compliance Program project kick-off document 
  • Leverage ISO best practices to properly manage and monitor compliance requirements 
  • Leverage ISO best practices to implement controls to ensure compliance with stakeholder requirements
  • Establish compliance monitoring, communication, and reporting

 

Class details

  • Duration = 2 days, 8:30 - 4:30
  • CPE Credit = 16
  • Materials included with live instructor-led training
    • Class manual (complete hardcopy of class presentation)
    • Hardcopy policy templates
    • Softcopy policy templates
    • 14 days of unlimited access to online practice exams for exam #CCP101
    • 1 attempt for the online certification exam #CCP101
    • Current-year membership in the CIS Body of Certified Professionals
  • Catering included: 
    • Morning refreshments and snack
    • Lunch
    • Afternoon refreshments
  • Hotel and/or Travel: Not included

 

* ISO Standards are NOT included in this risk management training, nor provided in class. ISO standards are available for purchase at www.iso.org.